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Securities Industry and Financial Markets Association
Results: 602

#	Item
561	Federal Register / Vol. 76, No. 2 / Tuesday, January 4, [removed]Rules and Regulations Issued in Kansas City, Missouri, on December 21, 2010. Earl Lawrence, Manager, Small Airplane Directorate, Aircraft Certification Servi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-07 17:45:02 76th United States Congress Trade associations Investment Advisers Act Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Federal Register Securities and Exchange Commission Securities Industry and Financial Markets Association Financial economics Finance Investment
562	No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-09 11:44:43 Financial system Financial Industry Regulatory Authority Registered representative U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial adviser Broker-dealer Selling away Financial economics United States securities law Finance
563	April 28, 2014 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-29 10:46:16 Securities Stock market United States housing bubble Financial markets Structured finance Asset-backed security U.S. Securities and Exchange Commission Securitization Securities Industry and Financial Markets Association Financial economics Finance Investment
564	MEMORANDUM To: Commission File No. S7-08-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-14 14:53:44 Stock market Financial markets Securities Bonds Securities Industry and Financial Markets Association Security U.S. Securities and Exchange Commission Issuer Asset-backed security Financial economics Investment Finance
565	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC[removed]DIVISJON OF TRADING AND MARKETS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-27 12:08:50 Financial markets Financial services Fixed income market United States securities law Bonds Securities Industry and Financial Markets Association Broker-dealer Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial economics Financial system Finance
566	Microsoft Word - May[removed]Meeting with SIFMA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-23 10:25:18 Stock market Bonds Securities Securities Industry and Financial Markets Association Allen & Overy Commodity Futures Trading Commission U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Overy Financial economics Investment Finance
567	sifma· Invested in America June 20, 2014 Via Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-24 14:58:36 Stock market Financial markets Fixed income market Bonds Securities Industry and Financial Markets Association Securities Exchange Act U.S. Securities and Exchange Commission Security Broker-dealer Financial economics Investment Finance
568	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 5, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change, as Modif Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-06 09:37:55 Securities Bonds Securities Industry and Financial Markets Association Stock market Depository Trust & Clearing Corporation Schwab Liquidity risk Financial economics Financial system Finance
569	REMARKS OF JENNIFER SHASKY CALVERY DIRECTOR FINANCIAL CRIMES ENFORCEMENT NETWORK SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION ANTI-MONEY LAUNDERING AND FINANCIAL CRIMES CONFERENCE JANUARY 30, 2014 Add to Reading List Source URL: www.fincen.gov Language: English - Date: 2014-01-30 08:24:36 Crime Financial regulation Bank Secrecy Act Suspicious activity report Financial crimes Financial Crimes Enforcement Network Money laundering Financial Intelligence Terrorism financing Business Tax evasion Finance
570	Securities Industry and Financial Markets Association No-Action Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-14 11:26:29 Financial system Registered Investment Advisor Investment Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Short Financial economics Finance Financial markets

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